A financial transaction tax for Europe is debated and voted on this Wednesday (23 May, 2012). The EP wants to tighten the Commission proposal to include more tr...
SIFMA today announced it has appointed Kevin Zambrowicz as managing director and associate general counsel. Mr. Zambrowicz joins SIFMA from the Securities and Exchange Commiss...
Thank you, Cathy [Mattax], for that introduction. It's great to see all of you here again. The conference is a great opportunity for us to continue building a dialogue be...
Supervision of OTC derivatives markets is one of the priorities set by the G20. The Autorité des Marchés Financiers has therefore decided to take part in the CES...
Good morning, Rick, thank you for that kind introduction and for inviting me to speak at your annual conference. I appreciate the relationship that the Financial Industry Reg...
BM&FBOVESPA registered a record 195,703 trades in the BM&F segment in may 18th. The previous record was 195,239 trades on August 05, 2012. BM&FBOVESPA also registe...
The Depository Trust & Clearing Corporation’s (DTCC) Global Trade Repository announced today its intention to expand its operations into Singapore by establishing an...
The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) and CRD Analytics announced today the results of the semi-annual re-ranking of the NASDAQ OMX CRD Global Sustainability Index (Nasdaq:...
SWIFT CEO Lázaro Campos has notified the Board of his intention to leave the company. After 25 years with the company, the last five of which were successful years as C...
Ten Israeli "biomed" companies, together with representatives of the Tel Aviv Stock Exchange (TASE) and NASDAQ, opened NASDAQ trading on May 17th. The companies pa...
In the latest issue of InvestEd Intelligence, the Securities and Futures Commission (SFC) briefly discusses the implications of the Securities and Futures (Amendment...
The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Sachin Karpe £1.25 million and Laila Karan £75,000 and ba...
To facilitate the establishment of the Financial Dispute Resolution Centre Ltd (FDRC) and enhance the regulatory framework (Notes 1 and 2), the Securities and Futures Commissi...
Cinnober today announces it has agreed to acquire Nomura's internationally renowned Swedish technology development organization in Umeå. The deal includes 40 specialist...
ICAP announced today that EBS has finalised the structure of its senior leadership team, following the appointment of Gil Mandelzis as CEO of EBS in March 2012. The new appoin...
By Telis Demos
Nasdaq OMX’s chief executive admitted he was “embarrassed” by the delay in the opening trade of Facebook’s initial public offering an...
By Tommy Wilkes and Laurence Fletcher
It's the day after Cambridge physicist Stephen Hawking's 70th birthday party and David Harding, the head of one of the most successful...
By Joseph B. Cahill
Daniel Coleman has big plans for Getco LLC, but there are a few things he'd like to clear up first.
The newly appointed CEO of the famously secretive C...
By Simon English
Pour yourself a gin and tonic. Easy on the tonic. Wrap an ice cold towel around your head. Try to relax.
That’s the advice of a stock market...
